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PASTORAL
PSYCHOLOGY, Vol: 21 (No. 202), 1970 ALCOHOLICS
ANONYMOUS AS GROUP LOGOTHERAPY
Robert M. Holmes*
"The
alcoholics abiding need is for an 'acceptance
experience' of such genuineness and certainty that it can
move him
beyond the stultifying restrictions of social rejection
and
self-rejection that encumber him."
Man
was born to ask why he was born. It is his quest for
meaning that makes him human. Many animals seek power, and
any
animal seeks pleasure, but only man seeks meaning. His
preoccupation with this search is neither idle nor pathological,
but urgently important if life for man is to rise appreciably
above the animal level. The frustration entailed in this
pursuit
is not a hazard to be avoided or outgrown, but a constant
tension
that can give life its vitality. The absence of meaning
dooms man
either to the slow death of neurosis or to the instant death
of
suicide. Therefore it is to the discovery of meaning (by
way of
cultivation of responsibility in the present moment) that
contemporary psychotherapy would do well to direct greater
attention.
This,
in broad outline, is the underlying philosophy of the
Viennese psychiatrist, Viktor Frankl, and the fundamental
orientation of his unique therapeutic approach which he
calls
"logotherapy." While Frankl is not the first to
identify meaning
as the principal clue to psychoneurosis and the key to its
cure,
he remains the one who has framed the problem concisely
and
emphatically within the psychotherapeutic context and has
developed an entire therapeutic technique around it.
*
Chaplain and Associate Professor of Christian Thought, Rocky
Mountain College, Billings, Montana.
While
the directness with which Frankl wrestles with his
patients may seem crudely unpermissive to some counselers
of a
more Rogerian persuasion (some of his writing hints of a
kind of
"positive thinking with a Ph.D."), he reflects
significant
insights of such divergent existentialists as Heidegger,
Kierkegaard, and Max Scheler, who have emphasized the
individuality of each person's unique opportunity and necessity
to
live life and face death for himself. Frankl, as did Luther,
asserts that each man's faith, like each man's death, is
his own.
His theory, in fact, is not unrelated to Paul Tillich's
stress
upon the need to recover "the lost dimension of religion"
represented by ultimate Questions of meaning.
Interestingly,
and quite coincidentally, there is, in our
society, no group that provides a better laboratory for
logotherapy goals than Alcoholics Anonymous. In. A.A., the
quest
for the meaning of life does not appear in these words as
an
explicit aim, but an examination of what actually happens
in A.A.
reveals that a fundamental concern for meaning is basic
to the
alcoholic's need and central to A.A.'s therapeutic program.
The
intent of this article is to show how A.A. functioning quite
independently of Frankl or any other psychiatric tradition,
and in
fact virtually without psychiatrically-oriented or even
professionally skilled leadership, operates with the very
presuppositions which happen also to be basic to logotherapy.
Moreover, if it can be shown that the experience of A.A.
is
essentially a "group logotherapy experience,"
certain wider
implications can and should be drawn for groups within the
church
which are designed to meet a broad spectrum of human problems.
It
is to Frankl's philosophy rather than to his clinical
procedures that A.A. is to be compared. The four basic concepts
of
Frankl's doctrine of man seem also (though unwittingly,
of course)
to be fundamental to A.A.'s therapeutic program: 1) dimensional
ontology; 2) existential frustration; 3) freedom; and 4)
responsibility.
1.
Dimensional Ontology
Man
must be seem in terms of dimensions rather than layers or
compartments, and to be understood fully must be viewed
in all
these dimensions simultaneously - namely, the psychic, the
somatic, and the noetic. Yet it is in the noetic dimension
that
man's distinctly human nature and his divine potentialities
are to
be found. This is his "spiritual" nature. The
word Frankl uses is
geistig rather than geistlich. The latter means "spiritual"
with a
specifically religious connotation, while the former is
translated
"noetic" or spiritual without a necessary religious
connotation.
Frankl's choice of word is made out of respect for the limits
of
psychotherapy's concern: that is to say, the psychiatrist
is not a
theologian nor is the doctor's office a church. But ample
room is
left for the development of specific content with respect
to the
nature of God and the bearing of theological convictions
upon the
life of the patient. In any event, an acknowledgment of
every
individual's dimensional ontology and of the primacy of
the noetic
dimension as the avenue to his ultimate attainment of wholeness
is
fundamental in Frankl's anthropology.
Even
the most intellectually sophisticated of A.A. members
would probably be hard-pressed to articulate the concept
of man
that underlies A.A. philosophy. Many would, however, be
able to
testify from experience to the inadequacy of trying to meet
the
problem of alcoholism from some essentialist point of view
that
simply seeks to provide a psychiatric analysis of the past
or
medical "cure" for the present. The alcoholic
has a psychological
structure and history to be sure, just as he has a set of
biological needs and problems. But he also possesses that
other
dimension too often overlooked if not specifically rejected
- namely, the noetic.
If
the alcoholic is really to be understood as a person he
must be viewed in all of his dimensions. Many an alcoholic
has a
long history of futile attempts to deal with his drinking
problem
independently. In this sense, A.A. is profoundly existential
in
its approach in that its focus is upon a person with a drinking
problem, the alcoholic as he "exists." There is
no primary
interest in the etiology of alcoholism generally or in an
analysis
of its customary symptoms, but only in the experience of
the
alcoholic. The extent to which the A.A. program encourages
the
alcoholic to become aware of his total existence is daring
in its
depth and often painful in its intensity. The original fellowship
of A.A. was founded on the insight that one's drinking problem
could not be separated from the total combination of his
relationship to others, his attitude toward self, and his
response
to life. Herein lies the importance of steps four and ten
of the
Twelve Steps of A.A:
4....
made a searching and fearless moral inventory of
ourselves.
10....
continued to take personal inventory and when we were
wrong promptly admitted it.
Through
the genius born of experience rather than religious
training, A.A. has discovered that the alcoholic must not
be dealt
with as a bundle of symptoms or a pawn of drives, but as
an
existing person who must be met as a total self and must
come to
see himself in this way. With the help of Frankl, we might
say
that A.A. majors in the "existential act," which
is that of
"emerging oneself spiritually above one's own psychophysical
condition."
The
success of A.A. like that of logotherapy, is dependent
upon the noetic dimension. Though both programs refuse to
spell
out God's nature in any specific terms, the reality of God
and of
the spiritual nature of man are basic assumptions of both.
They
concern themselves with the healing of the soul, leaving
the
saving of the soul to religion. But A.A. is unapologetic
about the
theocentrism of its program. Six of its twelve steps make
specific
reference to God. Repeatedly, in the handbook of A.A. the
word
"God" is followed by the modifying phrase, "as
we understood him;"
yet while 'A.A. does not press for an "objective"
conceptualization
of God, it speaks of its program as a "spiritual awakening."
2.
EXISTENTIAL FRUSTRATION
Frankl's
vast clinical experience and the frequency with
which the psychotherapeutic needs of his patients seem to
have
been preceded by metaphysical needs, have led him to formulate
the
concepts of "existential frustration" and "existential
vacuum."
The former refers to the frustration of one's will to meaning,
and
"existential vacuum" refers to that condition
of emptiness that
exists when all meaning seems lost or undiscovered. In contrast
to
psychoanalysis' hasty translation of this concern for meaning
into
mere "instinct determinism," and the individual
psychology's
diagnosis of "inferiority complex," Frankl maintains
that
existentil frustration. far from being pathological, is
the most
human of phenomena.
While
the etiology of alcoholism could hardly be reduced
simply to existential frustration, the crucial role that
it plays
should not be too hard to see. For example, many psychologists
and
sociologists today speak of boredom as one of the factors
in our
nation's growing alcohol problem. They see a nation of people
who
are unequipped to use their increasing leisure time healthfully.
Frankl speaks of existential vacuums becoming manifest in
the
condition of boredom, which, he says, demonstrates that
even when
all apparent needs are satisfied there is still a fundamental
need
that is not met which is not described on the psychic or
somatic
level.
He
speaks of "victims of 'Sunday neuroses"' who "get
drunk in
order to flee from their spiritual horror of emptiness."
Boredom,
in the deepest sense, means not just lack of something to
do, but
lack of any real sense of purpose or meaning. The use of
alcohol
is one of the most prevalent escapes from this intolerable
state.
This would seem to explain why alcoholics are often rich,
popular,
highly skilled, and sometimes extremely gifted people. What
possessions or abilities one has are always secondary to
the
meaning he finds in these endowments. If meaning is lost,
no
amount of evidence of well-being will provide a satisfying
life.
The slow death of alcoholism is selected as the only apparent
alternative to suicide (though obviously, suicide is often
chosen
as the easier course). If the alcoholic is to be helped,
then, it
will not be by making him see the dangers of his drinking
or by
increasing his already intolerable sense of guilt for his
gross
misuse of life, but by meeting him at the point of his sense
of
meaninglessness - his existential vacuum.
While
not using any of the technical terminology, this is
precisely what A.A. does. It achieves it in two ways: first
by
providing an acceptance experience in which the alcoholic's
worth
as a person is reaffirmed, irrespective of his alcoholism,
and
second, by providing him with a sense of purpose that arises
not
in spite of his alcoholism but out of the very fact of it!
The
affirmation of personal worth. To Frankl this is crucial
to all good therapy. In his encounters with patients he
makes
frequent reference to the value of the contributions the
patient
has made in his past life and of his potential for the future.
His
stress upon the supreme importance of "attitudinal
values" is
aimed at helping the patient achieve, or retrieve, a sense
of
personal integrity and importance by seeing the unique
opportunities that are his and his alone. If one can create
little, thus possessing few "creative values,"
and even if one's
sphere of experience is limited, thus providing little in
the way
of "experiential values," each patient has a unique
and almost
limitless field of "attitudinal values" which
arise out of the
manner in which he faces and deals with his particular existential
situation.
The
alcoholic's abiding need is for an "acceptance
experience" of such genuineness and certainty that
it can move him
beyond the stultifying restrictions of social rejection
and
self-rejection that encumbers him. Accordingly, the most
fundamental characteristic of the atmosphere of A.A. is
that of
maximum acceptance. It provides a context where the individual
is
a person again in his own right. Frankl would maintain that
this
provision for a sense of personal worth is essential in
genuine
therapy.
The
discovery of purpose. Frankl is of the personal
persuasion that no life is meant to be purposeless and that
every
life can find purpose, no matter what its history. The older
citizen or the terminal patient can choose to look upon
death as a
fitting climax to a meaningful life, or his response to
the fact
of death can itself become an event of ultimate meaning
- perhaps
the highest meaning a mortal life can achieve.
Alcoholism
is like death in that it is an inescapable fact.
He cannot look hopefully to the day when he will not be
an
alcoholic. He can only confront this fact, accept it, and
decide
how he is going to deal with it. A.A. suggests that the
most
significant meaning his life may ever achieve can arise
directly
out of the fact of his alcoholism. When an alcoholic testifies
to
his own experience he discovers that it is of value to others.
Thus the culminating step of the program asks him to be
on call at
virtually any hour and to be willing to travel any distance
to be
at the side of an alcoholic who has taken the initiative
to call
for help. The realization that as an alcoholic there are
functions
he can perform better than anyone else (even a psychiatrist
or a
pastor) provides the ultimate satisfaction of his existential
frustration. There is a famous declaration of Nietzsche
which
Frankl is fond of paraphrasing: "He who has a 'why'
to live
endures almost every 'how'."
3.
FREEDOM
Frankl
is unequivocal in his rejection of any anthropology
which sees man as the victim of some kind of determinism.
Man is
free to make choices, free to respond, free to take a position,
free to say "yes" or "no" to life. He
is free even if he does not
yet understand the ultimate meaning of things. He is free
even if
he pretends not to be free.
The
alcoholic, whose history has been marked by alternate
encounters with sympathy and rejection, comes into Alcoholics
Anonymous, where he finds neither. The judgement under which
he
has lived - that he is a "hopeless drunk" - is
contradicted by
A.A.'s affirmation that although he is indeed a drunk he
is not
the least hopeless.
The
entire program of A.A. is predicated on the assumption
that the individual, no matter how depressing his past,
is free to
choose - to accept or reject a positive future - step by
step, one
day, one hour at a time. To make the admission called for
in the
"first step" (one's powerlessness over alcohol)
is to make a
decision of the greatest importance. It launches the alcoholic
on
a program that enables him to accept his situation and to
use his
freedom creatively within the limits of that situation.
He is free
to acknowledge that he is not free to drink, and he is free
to
abide by the self-imposed restriction of abstinence. Step
Three
states: "We made a decision to turn our will and our
lives over to
the care of God as we understood Him." Indeed, in a
larger sense,
each of the Twelve Steps is accepted only by personal decision.
Frankl would applaud this insistence upon the recognition
of each
man's freedom.
4.
RESPONSIBILITY
Freedom
and responsibility imply each other. According to
Frankl, in the same way that authentic therapy frees the
patient
from much that has encumbered him, it must educate him to
a sense
of responsibility. Though a man may not be responsible for
everything that happens to him, he is inevitably responsible
for
what he does about what happens to him. He may not be responsible.
for his symptoms, but he is responsible for his attitude
toward
his symptoms. Though there may be a limit to the extent
to which
he can alter his existential situation, nevertheless he
is under
obligation to realize values and discover meaning in his
life, no
matter what the circumstances.
The
phrase "education to responsibility" would appear
to be a
particularily apt description of the A.A. program. The education
begins at the point where the alcoholic first dials A.A.'s
number,
or attends his first closed meeting. To be sure, alcoholism
is
always the result of a complex of factors which spread the
total
responsibility for the condition far beyond the alcoholic
himself.
But it is of no help to the alcoholic to dwell on this fact.
Recovery comes rather by way of the difficult but releasing
process of self-acceptance, the vital core of which is acceptance
of personal responsibility.
Each
of the Twelve Steps presupposes the alcoholic's capacity
to respond. This responseability includes the acceptance
of one's
condition, the confession of one's willful wrongdoing and
tendencies to evade responsibility, and a sense of obligation
to
apply one's own experience to the needs of others. The focus,
therefore, is upon responding creatively in the present
moment in
such a way that meaning is discovered not apart from or
in spite
of the circumstances of life, but out of their very warp
and woof.
5.
SOME IMPLICATIONS FOR THE CHURCH
If
Frankl's anthropology is correct, then. the patient who
enters his clinic, the alcoholic, who comes through A.A.,
and the
parishioner in the average church are not essentially (or
better,
existentially!) different. The fact bears profound implications
for lay groups in the local church.
It
is to Frankl's philosophy rather than to his clinical
procedures that A.A. is to be compared and to which the
local
church might profitably direct its attention. Clinically,
Frankl
employs techniques which the church is neither called upon
nor
equipped to use. But "group logotherapy" in the
church, undertaken
in the manner of A.A.'s rejuvenated Oxford Movement, could
pay
large spiritual dividends. A.A. dramatizes the possibilities
of
implementing the logotherapy philosophy in concrete "growth
group"
situations under relatively unskilled but devoted leadership.
Who
could predict the results of such a group in the church,
called to discuss their own failures, their own "existential
vacuum?" What personal discoveries might be made in
the discipline
of "telling one's own story" from the standpoint
of one's search
for meaning in the unavoidable facts of his life? What theological
insights or what receptivity to new revelation might result
from a
reexamination of the Fourth Gospel in the light of Frankl's
focus
on Logos as "meaning?" With a logotherapeutic
orientation,
executed in the pattern of the informal quasi-class meeting
structure of A.A., and informed by the New Testament, the
church
could become a laboratory in which the average parishioner
could
forge ahead with new freedom and vitality in his essential
quest
for life, liberty, and the pursuit of meaning.
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